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111	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 25, 2014 Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-28 10:22:27 Financial system United States securities law United States Securities and Exchange Commission Financial regulation Short selling Securities Exchange Act Chicago Board Options Exchange Floor broker Short Financial markets Financial economics Finance
112	Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Eliminate the Validated Cross Trade Entry Functionality Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-20 09:42:41 Economy of the United States Financial markets Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Financial system Floor broker Financial economics Securities and Exchange Commission United States Securities and Exchange Commission Self-regulatory organizations Chicago Stock Exchange
113	Notice of Filing of Proposed Rule Change to Change the Status of Exchange-Registered Institutional Broker Firms Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-21 13:32:07 Financial economics Chicago Stock Exchange Finance Financial system Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Short Floor broker Financial markets United States Securities and Exchange Commission Self-regulatory organizations
114	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-27 14:07:54 Financial economics Economy of the United States Floor broker Securities Exchange Act Investment U.S. Securities and Exchange Commission Self-regulatory organizations Financial markets Chicago Stock Exchange
115	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 8, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting NYSE MKT Rules 95(c) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-09 09:36:31 Investment Stock market Financial regulation United States Securities and Exchange Commission New York Stock Exchange Regulation NMS Day trading Securities Exchange Act Floor broker Financial economics Financial markets Finance
116	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 23, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to amend NYSE MKT Rule[removed]Eq Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-24 15:22:35 Investment United States Securities and Exchange Commission Finance 73rd United States Congress Securities Exchange Act United States securities law New York Stock Exchange Floor broker Open outcry Stock market Financial economics Financial markets
117	Microsoft Word - ViewDocument Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:20:10 Financial system Options Clearing Corporation Exercise Floor broker Short Exchange-traded fund Broker-dealer Philadelphia Stock Exchange Dealer equity option Financial economics Financial markets Finance
118	SR-BATS[removed]Exhibit 5 Page 28 of 33 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-16 08:27:06 Investment Finance Financial regulation Order Short Futures contract Regulation NMS Floor broker Financial economics Financial markets Stock market
119	Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 14 of 14 Chicago Board Options Exchange, Incorporated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:22:32 Investment Finance Stock market VIX Chicago Board Options Exchange Algorithmic trading Floor broker Open outcry Financial markets Financial economics Mathematical finance
120	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]August 12, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-17 10:07:56 Finance Chicago Board Options Exchange Securities Exchange Act Floor broker Order Options Clearing Corporation Market maker Broker-dealer Financial markets Financial economics Financial system

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